Non-exempt issuers are required to file registration statements with which of the following entities under the 1933 Act?
[A] Such issuers must file with the state in which the business is located.
[B] Such issuers must file with the state in which the securities will be sold.
[C] Such issuers must file with the Securities Exchange Commission (SEC).
[D] Such issuers must file with the Financial Industry Regulatory Authority (FINRA).

Answers

Answer 1

Answer:

The correct option is C (Such issuers must file with the Securities Exchange Commission (SEC))

Explanation:

Non-exempt issuers are considered as normal issuers under the Securities Act of 1933. Hence there must be registration done with the SEC as stated under the Security Act of 1933 for issuers that are not exempted.


Related Questions

Several years after his wife's death, Mr. Sanchez remains incapacitated by feelings of guilt and sadness. To reduce Mr. Sanchez's depression, a therapist is actively encouraging him to stop blaming himself for his inability to prevent his wife's death. The therapist's approach is MOST representative of:____________.

Answers

Answer:

Cognitive therapy

Explanation:

Cognitive therapy is a short-term psychotherapy that is used generally for problems like depression, anxiety, anger, fears, eating disorders and addictions.

This therapy main focus is on how you are thinking and behaving in your present. The therapists then helps the patient in identifying specific distortions and biases in thinking and helps the client to change this kind of thinking.

In this example, Mr. Sanchez is incapacitated by feelings of guilt and sadness several years after his wife's death. His therapist is encouraging him to stop blaming himself for his inability to prevent his wife's death. Mr. Sanchez has inadequate distortions and biases in thinking that are making him feel responsible for his wife's death and experiment guilt, he's also experimenting sadness. Most likely, the therapist will help him change this kind of thinking in order to reduce the feelings of guilt and sadness. Therefore, the therapist approach is most representative of cognitive therapy.

A large generational divide involves the use of technology. People who are older than 65 are less likely to use technology than younger individuals. Some of this difference may be explained by a reduction in fluid intelligence that occurs as we age. What kind of barrier would describe this limitation?a. cognitive
b. psychological
c. emotional
d. physical

Answers

Answer:

Cognitive barrier

Explanation:

Cognitive abilities are very important for communication, memories and other actions.

There are many cognitive changes occurs

Attention and concentration Memory loss Loss of reasoning and problem-solving capacity Fatigues in cognition Slow down the speed of information processing Loss of insight Impairment in social communication skills.

Thus in the above statement some of the differences explained by the reduction of the fluid intelligence that occurs due to age. The cognitive barrier because of the age issue.

Synergism is what happens when you combine the intake of ___________ at the same time.

Answers

Answer:

two or more drugs

Explanation:

Synergism is what happens when you combine the intake of two or more drugs at the same time. In other words the interaction between two or more different drugs produces a combined effect that is greater than the sum of the individual drug's effect that were used in the mixture. This is a term that is widely used in Chemistry and many time Biology.

"If you do not stand for the National Anthem, you hate our troops" - is an example of...

Answers

Final answer:

The statement represents a false dichotomy, a logical fallacy that simplifies the complexity of personal and political beliefs about patriotism and the manner of respecting the military. It fails to consider that respecting troops and freedom of expression are not mutually exclusive, as demonstrated by legal protections for individual rights such as in West Virginia v. Barnette.

Explanation:

The statement "If you do not stand for the National Anthem, you hate our troops" is an example of a false dichotomy, which is a logical fallacy that presents two opposing options as the only possible options, disregarding other alternatives. In this case, the statement suggests that there are only two positions one can take: either stand for the National Anthem and show support for the troops, or do not stand and thereby, according to this simplified view, hate the troops. However, this perspective ignores the complexity of personal and political beliefs, and the fact that one can respect and support the troops while still choosing not to stand for the National Anthem for various reasons.

Patriotism can be expressed in various ways and can include support for the rights and freedoms that soldiers are often said to defend, such as the right to peaceful protest or freedom of speech. An essential aspect of a democratic society is the protection of individual rights, including freedom of expression. The statement in question disregards this and attempts to force a narrow view of patriotism.

Historical cases such as West Virginia v. Barnette highlight the importance of individual liberties, where the Supreme Court ruled that students cannot be compelled to salute the flag or recite the Pledge of Allegiance. This demonstrates the legal protection of the freedom to express one's beliefs, even if they differ from commonly held patriotic expressions.

Within the joint environment, cooperation requires team players, and the willingness to share _____ with all team members.

A. credit
B. effort
C. workload
D. ideas

Answers

Within the joint environment, cooperation requires team players, and the willingness to share credit with all team members.

Option A

Explanation:

After a team completes its given task successfully, the organization is required to give credit to all the team members. This not only helps them grow as a team but also as an individual. Sharing credits among the whole team helps in team bonding.

When selective people are pointed out from a team for their efforts and results, the rest of the members tend to feel that their work did not matter in the completion of the task. It further builds up tension among the team members, leading to problems in the future in providing desired outcome. Over all, the organization will fail to achieve its goal when its members do not feel as valued for their efforts as others.

Final answer:

Cooperation within a team requires sharing credit, effort, and ideas among team members.

Explanation:

Within the joint environment, cooperation requires team players, and the willingness to share credit with all team members. This means acknowledging and recognizing the contributions of others. It fosters a positive and supportive team dynamic.

Additionally, the willingness to share effort is important in a team setting. It means each team member contributes their fair share and works together towards a common goal.

Finally, sharing ideas is crucial for effective cooperation within a team. This involves listening to and respecting the perspectives and suggestions of others.

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Starting in 2012, students began taking the ________ exam to assess their academic progress.

Answers

Answer:

The correct answer is: STAAR exam .

Explanation:

STAAR (State of Texas Assessments of Academic Readiness) exam is used to measure the degree to which students are learning the content and skills required by performance on a test.

It refers to a series of standardized tests used in Texas public primary and secondary schools to measure student’s achievements and knowledge in the grade level.

These are three levels that describe student performance: Advanced, Satisfactory, and Unsatisfactory.

Hank, a researcher, is discussing football fan behavior with a respondent. His approach is almost completely unstructured, and he enters into a discussion with few expectations. Hank’s primary goal is for a respondent to tell him about his or her experience as a football fan, after which he will try to derive meaning from the dialog. Which qualitative research technique is Hank using?

Answers

Answer: In-depth/depth interview

Explanation:

In-depth interview is the research technique in terms of quality in which interview session among small group of respondent is done in intense manner to detect the idea, reason, though behind any particular situation or event.Feedback is easily gained and ideas are explored in short time through this technique.

According to the situation mentioned in question, Hank is using in-depth interview method for questioning and researching about experience of small cluster of people as football.Thus, this discussion is done in intense manner by him.

Josephine's parents divorced when she was five years old. By the time she was eight, both her parents had remarried and she had two stepsiblings on her father's side and a half-brother on her mother's side. Josephine's two new families are examples of what type of family?

Answers

Answer:

A blended family

Explanation:

The blended family is the family where grandparents live with grandchildren. This is also called a step-family or a constituted family. It is also called a complex family where both the parents live with their children from the previous relationship and now make a new family.

These parents live together with children from the previous relationship and current relationship. The parents could be from the same sex or maybe heterosexual and may don't have children.  

Thus Josephine families are the example of a blended family where she got two half-siblings from the father side and a half from the mother side. They all live together called a blended family.

A 1500-kg car starts from rest at the top of a driveway 6.61 m long that is sloped at an angle of 20 degrees with the horizontal. If an average friction force of 3340 N impedes the motion of the car, find the speed (in m/s) of the car at the bottom of the driveway.

Answers

Answer:

7.77114 m/s

Explanation:

m = Mass of the car = 1500 kg

g = Acceleration due to gravity = 9.81 m/s²

h = Height of the driveway = 6.61 m

[tex]\theta[/tex] = Angle = 30°

f = Frictional force = 3340 N

The potential energy will balance the kinetic energy of the car

[tex]mghsin\theta-f=\dfrac{1}{2}mv^2\\\Rightarrow v=\sqrt{\dfrac{2(mghsin\theta-f)}{m}}\\\Rightarrow v=\sqrt{\dfrac{2(1500\times 9.81\times 6.61\times sin30-3340)}{1500}}\\\Rightarrow v=7.77114\ m/s[/tex]

The speed of the car at the bottom of the driveway is 7.77114 m/s

Based on Daniel Kahneman’s research, the use of predictive advertising would fall under which system of decision making?

Answers

Answer:

System 2

Explanation:

Based on the information provided within the question it can be said that the use of predictive advertising would fall under Daniel Kahneman’s System 2. This is because this system is analytical and conscious, in which we use slow, deliberate, reasoning methods to analyze a situation. Such would be the case when predicting the effects that an advertisement will have.

______is a basic, innate emotional disposition that emerges very early in life and affects behavior throughout childhood.

Answers

Answer:

Temperament

Explanation:

In psychology, the term temperament refers to the characteristics and personality traits that we are born with. This explains why there are some "easy children" and some "difficult children". Temperament is the first part of our personality that shows up almost since we are born and it can be shaped but not changed, this temperament will affect our behavior through our lifespan.

Therefore, we can say that temperament is a basic, innate emotional disposition that emerges very early in life and affects behavior throughout childhood.

If not clearly evident, please discuss ways in which you have demonstrated strong quantitative abilities or plan to strengthen your quantitative abilities.

Answers

Answer:

I have decided to throw away the fear of numbers. Many people simply fear numbers and mathematics as a whole that they fail to realize that so many daily activities essential to day-to-day living is rooted on numbers. To improve strengthen my quantitative ability, I will always try to solve questions that deals with numbers. Secondly, accuracy is one of the things I would build myself on. If I improve my ability to use formulas, work with numbers and even calculate problems with great accuracy, then I have gone one step towards success. I will also try to work more with data, and try to analyze them using several tools such as pie charts, bar charts and other tools of analysis. The first thing is to acquire the confidence to say I can do it.

Explanation:

Experimental participants reviewed two research studies, one supporting and the other refuting the crime-deterring effectiveness of capital punishment. Afterward, the opinions of those who initially favored the use of capital punishment became ________ favorable toward its use. The opinions of those who initially opposed the use of capital punishment became ________ favorable toward its use. Select one: A. less; more B. more; more C. less; less D. more; less

Answers

Experimental participants reviewed two research studies, one supporting and the other refuting the crime-deterring effectiveness of capital punishment. Afterward, the opinions of those who initially favored the use of capital punishment became more favorable toward its use. The opinions of those who initially opposed the use of capital punishment became less.

Explanation:

The capital punishments are much needed because present day crimes are very serious and should be given immediate punishments.Some laws support the crime-deterring effectiveness of capital punishment. Several have worked against it and some have supported it too. After analyzing several research studies, there occurred several turns of events.

But at last, the opinions of people who initially favored the use of capital punishment were now favoring the decision even more. And people who opposed were even strongly opposing the use.  

Elsa purchased concert tickets about two months ago. Today is the concert but it's raining out, meaning Elsa would have to purchase an umbrella and rain boots if she still wants to go. Why is Elsa still likely to be persuaded to attend the concert?

Answers

Answer:She is likely to be persuaded due to the sunk costs

Explanation: sunk costs

What Is a Sunk Cost?

A sunk cost is a money that we have already paid to someone or somewhere and it can not be refunded. If you have already paid for something and your money can't be returned even if you don't take what you paid for , it would be hard to just walk away and let your money sink just like that. For this reason you may find yourself going against all odds to ensure that you didn't just give away your money for no reason at all.

Mrs. Carmike gives students three options for their projects at the end of a geography unit. These projects will assess students' knowledge and skills on the basis of the objectives she presented at the beginning of each lesson in the unit. Which of the following is Mrs. Carmike most likely to do in developing a rubric for grading the projects?

a. Provide a category for grading each student's project on the basis of a peer teacher's judgment.
b. Award top points to the projecthaving the greatest visual appeal.
c. Provide a category for students' assessment of each project on the basis of the project's appeal to students' interests.
d. Include a criterion for judging the accuracy of information presented by each student.

Answers

Answer:

Mrs. Carmike will mosk likely rovide a category for grading each strudent's project o the basis of a peer teacher's judgement.

Explanation:

First of all let's analyze the situation. Mrs Carmike assigned 3 different projects. So she has 3 different objects to evaluate. Thus she needs a rubric to stablish the levels of development of each project, also she hs given them specific guidelines to create them. So, she has to create a rubric to evaluate each grade of development by the students. She is going to evaluate knowledge skills so b. option is wrong because visual appeal is not a variable to evaluate knowledge. C. is wrong because an autoevaluation will be unvalid of objetivity and will be viased. d. seems good but is not enough because she needs to create a rubric, and rubrics are objetive based on goals f achievement not personal opinion or judgement. So a is the cprrect answer because is the only one considering grading and cactegories..

In ____, in which cultural change occurs more rapidly, adults continue to socialize their children, but peers play a greater role in socializing each other. a) prefigurative cultures b) figurative cultures c) cofigurative cultures d) postfigurative cultures.

Answers

Answer:

cofigurative cultures

Explanation:

configurative cultures refer to culture in which people are focus on learning from another person of the same group. This type of culture is short live culture- they are short time duration  and transitional - vary from one person to other

for example - mostly children are more comfortable in learning from other children of the same group and adults are comfortable with other adults of the same age.

Which method of public speaking involves looking at the audience most of the time, while occasionally glancing at brief notes?

Answers

Answer: Extemporaneous

Explanation:

Extemporaneous  is defined as the speaking mechanism in which the speaker is not much prepared for the subject of the event.This kind of unrehearsed speech is used in competitive speaking events where actual analysis is required.

It consists of shorts notes at times which can be used for glancing while delivering speech and eye contact should be maintained with the audience at certain intervals to have a flow of contact with them.This helps the speaker to know about audience's understanding on the speech's topic.

Interest groups often employ _____________________ as lobbyists in order to gain access to those in Texas government.

Answers

Answer:

former elected officials

Explanation:

Interest groups often employ former elected officials as lobbyist in order to gain access to those in Texas government. They do this because these officials often have exclusive access to policy makers, and also because they have the power to influence these policy makers also.

The _____ is an intelligence test given to individuals from the age of 2 through adulthood that includes a wide variety of items, some requiring verbal responses.

Answers

Answer:

Answer is Stanford-Binet.

Explanation:

Stanford-Binet intelligence test was created or designed to measure intelligence and five factors of cognitve abilities. The five factors are knowledge, visual-spatial processing, quantitative reasoning, fluid reasoning and working memory.

The renowned psychologist, Lewis M. Terman, wasone of the first to design or create the Stanford-Binet intelligence test, and his test was named as the Stanford-Binet intelligence scale.

Scenario: Sports Stuff, Inc.Herb Graham is vice president of Sports Stuff, a business that develops, manufactures, and markets sports memorabilia. The company is looking to expand its operations into the European market. Herb believes that if the company expands its product line to include products reflecting sports popular in Europe, the company will achieve success there.Herb knows that much of the success his company enjoys is due to the patents and copyrights that protect the company's products. Herb has discovered that __________________ is an entry mode in which a company that owns intangible property grants another firm the right to use that property for a specified period of time.
a. strategic allianceb. franchisec. licensingd. management contract

Answers

Answer:

Licensing

Explanation:

Licensing is a contractual entry mode that allows a foreign company to operate via home company’s strategies, technology, patents and trademarks to produce the home company’s product under specific terms and for specific period of time. Licensing also allows a company physical operations in a new region without having to construct manufacture facilities from the scratch.

Your general knowledge of words, facts, names, definitions, and other assorted trivia reflects which type of long-term memory?\

Answers

Answer:

Semantic memory

Explanation:

Semantic memory is the memory that consists of general knowledge of the world around that a person has gained in the amount of time they have lived.

General knowledge refers to the ideas, the meaning of things and facts in the cultural context.

It is one type of declarative memory, the other being episodic memory. Episodic memory is the memory of an experience the person has had.

Hence, the question here is referring to semantic memory.

A group of students is reviewing various methods for assessing pain. The students demonstrate understanding of the material when they identify what as the most reliable method?

Answers

Answer:Pain rating scale

Explanation:

Pain rating scale is the scale that is used for measuring the level of pain a patient or any person.It can determine the intensity of pain through surveying the patient attaining medical scale ratings which can vary from 0 (Painless state)to 5 or 10(Maximum pain state).

According to the question, group of students can use pain scale for evaluating and assessing the pain of a person.It will help them to understand the medical context of pain and its validity.

Regardless of age-related losses, the majority of adults in their sixties and seventies reported being ______ their lives.

Answers

Answer:

Despite age-related losses, most adults in their sixties and seventies reported being "in control of their lives".  

Explanation:

This question aims to show how regardless of deaths as a result of aging, majority of the adults in their sixties and seventies are still much in control of the lives and hence the cause of their deaths are not as a result of not being in control or not having the level of independence they want.

In our Circular Flow example we see the Fed’s __________________ tool labeled as ""Reserve Adjustments""..

Answers

Answer:

most powerful

Explanation:

In our Circular Flow example we see the Fed’s most powerful tool labeled as ""Reserve Adjustments"

Cindy Hernandez is running for city council in a Texas city, and her constituents are only those on the northeast side of the city. Which method of election does her city use?

Answers

Answer:

Single-member district

Explanation:

Single-member district is a method of election in which the constituent is taken from one single district alone and tasked to represent any other smaller districts. (in this case, it would Northeast city).

Commonly, this type of method of election is implemented if one particular of district in city has significantly more influence compared to other district. For example, that district could held the majority of high paying jobs in the city and contribute the most to the economy.

A clinical psychologist believes that Caroline’s problems stem from the lack of consistency between her self-concept and reality. According to the psychologist, this discrepancy makes Caroline feel anxious and threatened. Caroline’s psychologist most likely adheres to which of the following orientations?

Answers

Answer:

Client-centered          

Explanation:

              The Client-centered approach is also known as Rogerian therapy or non-directive orientation. This approach focuses mainly on giving unconditional positive regard and support in order to the guide and help the client to perceive a congruent view of oneself, when the client suffers a gap between the reality and the self perception.

             In the context, Caroline suffers from a psychological disorder where there is inconsistency between her self perception and her reality. Thus to treat her, the therapist follows the client centered orientation approach to deal with her sufferings.

Hence the answer is -- "Client-centered".

The Texas Government Code allows jurisdictions to draw upon which source(s) for jury selection?

Answers

The correct answer for this question is both registered voters and licensed drivers

Assembling perspective falls under which sociological perspective?

Answers

Answer:    Interactionist perspective

Explanation:  It is a perspective where the consequence or result of an interaction between people who are in a social group and that result is a social process. Considering that, according to sociologists, the people in the group behave rationally, that is, purposely behave and every decision or process that is made in this way is the fruit of interaction. People in group interaction who behave rationally form an assembly perspective that is interacting as such.

Final answer:

Assembling perspective is unlikely from any mainstream sociological perspective as it seems to be a typographical error. However, collective dynamics and their role in society's function align most closely with the Functional Perspective of sociological theory. Other possible sociological perspectives include Conflict, Symbolic Interactionist, and Feminist views.

Explanation:

The term 'assembling perspective' as stated here seems to be a typo, as it is not a recognized term in sociological study. However, discussing how various groups form a part of the larger societal structure is a central concept in the Functional perspective of sociological theory. This perspective sees society as a well-balanced system where all parts contribute to the whole and is typically used to study aspects such as how different social units help foster shared value systems.

For instance, the occurrence of social movements such as the Tea Party and MeToo can be examined through this viewpoint by understanding the macro-level needs that each of these movements serve. Asking how the Tea Party emerged to represent the concerns of a politically underrepresented sector of society, or how MeToo drew attention to issues of sexual harassment and gender inequality are typical inquiries from a Functional perspective.

Last, keep in mind that sociology includes other perspectives as well, such as the Conflict, Symbolic Interactionist, and Feminist perspectives, each offering unique ways to understand and study society and its various components.

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Travis is comparing the effects of upbeat music and slow music on task productivity. His research assistants tell him they really enjoy the upbeat music condition. Imani is doing a study on sociability in college students,with participants either one-on-one or in small groups. She later finds out that one of her research assistants is much chattier than the others. Marcos is testing how performance in video games affects aggression; he randomly assigns participants to play either an easy video game or a difficult video game. Some of his participants have never played video games before. Shilpa wants to measure the positive effects of shopping online versus shopping in person. She recruits participants from a message board focused on online shopping and randomly assigns them to either buy three things online or three things in a store and then complete her shopping attitude scale_________.

A. Unsystematic
B. Variability
C. Systematic

Answers

Answer:

B

Explanation:

Variability

In order to expand their empire while consolidating its administration, the Han
a. established a trade monopoly, making village markets illegal.
b. erected monuments that represented their power. used large armies armed with crossbows, and drafted laborers for public works projects.
c. overturned all elements of Qin rule. instilled terror and fear by massacring populations.

Answers

Answer: used large armies armed with crossbows, and drafted laborers for public works projects.

Explanation:

The Han dynasty, founded in 202BCE lasted for about four centuries and is credited with several developments, one of which is the extension of the Great Wall of China. Ruled by emperors, who in turn dispensed administration through kings of territories and civil officers, they collected taxes and conscripted men for the army as well as the labor corps to consolidate their power.

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