If an individual is convicted of a money- or securities-related fraud, finra will deny registration to that individual for how many years from the conviction date

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Answer 1
They will be denied if they are within ten years of a felony or money-related (money fraud/securities fraud) misdemeanor. Committing crimes like money fraud can create a statutory disqualification of a person that wishes to register with a FINRA member firm.

Related Questions

Recent studies support rosch-heider's theory of ______, rather than the sapir-whorf hypothesis

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a cognitive universalism Cognitive universalism has the hypothesis that manners of thinking and ideas are controlled by language.The theory blatantly states that concepts are universal and influence the development of language

Trial of a person charged with federal crime or a suit involving the infringement of a patent or copyright or one involving any other matter arising out of act of Congress is within the jurisdiction of the federal courts

Use the excerpt to answer the question

1) in a patent case being heard for the first time this is an example of ?

A) con current jurisdiction

B) exclusive jurisdiction

C) appellate jurisdiction

D) local jurisdiction

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A patent case being heard for the first time is an example of exclusive jurisdiction. Because the federal court has jurisdiction here, there are no other courts where the case could be heard. This rules out all other types of jurisdiction, putting it solely on the federal court.

the right answer is exclusive jurisdiction . Just took the test

Why did some Americans believe that the United States should help France? A) The French were peacefully fighting for democracy. B) France threatened to wage war on the United States if the United States refused to help. C) Britain asked the United States to help France. D) France helped the United States in the Revolutionary War.

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The answer is D Because it was French money, and the French navy, that helped the American Colonials win their Revolution against the British and gain their Independence.

Americans believed the United States should help France based on historical support during the American Revolutionary War and the Treaty of Alliance, but leaders like Washington, Jefferson, and Hamilton preferred neutrality for security and economic reasons.

Some Americans believed that the United States should help France during the period of the French Revolution because of historical ties and obligations under the Treaty of Alliance. This treaty, signed in 1778, required both nations to mutually defend each other in case of war with Great Britain. The support for France was rooted in both the shared revolutionary spirit and the recognition of France's pivotal support during the American Revolutionary War. However, George Washington and his advisers, including Secretary of State Jefferson and Secretary of Treasury Hamilton, leaned towards a policy of neutrality due to concerns over American security and economic interests.

Millennials who are skeptical of their fellow citizens but not of government participate through _____.

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Millennials who are skeptical of their fellow citizens but not of government participate through social media and the Internet because those outlets make them feel the most comfortable.

Laura miller's 1997 study of gender harassment in the military found that:

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This study discovered that women who are in positions of power in the military were generally not respected. The reason for this was the belief that these women obtained their power through illegitimate means. An example of this could be that there was some sort of quota system in play.

The detroit syndrome is a term the media has used to refer to the

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obsolescence of the knowledge and skills of the older worker

The declaration of independence insists that a government can only be successful if

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The declaration was an open letter to the King that asked for freedom and rights 

Declaration of independence insists that a government can only be successful if the nation has the status of an independent democracy.

The declaration of independence was written by Thomas Jefferson in the form of an open letter that was explaining the requirement of freedom and civil rights to citizens from the government.

The opening of the letter emphasized the rights of colonists to revolt against the government if they do not protect the human rights of the citizens.

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A form of government in which citizens rule directly and not through representatives

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direct democracy is a form of government in which citizens rule directly and to through representatives.

A rule that is not automatically discriminatory, but which may be discriminatory in practice because it excludes too many people in a protected group is considered​

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A rule that is not automatically discriminatory but which may be in practice, due to excluding too many people of a protected class would be a disparate impact rule. This applies if the employer has a rule that as stated, is not discriminatory, but in practice excludes too many people in a protected group.

Sadie is studying at a park when the noises around her suddenly get louder. What would be best for Sadie to do at this point?

turn her back to the noise in order to keep from being distracted
Ignore the noise and get back to studying
stay in the park but look up occasionally to see what's going on
leave the park and find a quieter study spot

Answers

Leave the park and find a quieter spot

Answer:

D, leave the park.

Explanation:

A park is a place associated with quietness. Sadie is studying there hoping to be in  a place without many interactions. Some people can study in a noisy environment, some prefer or need complete silence.

If the noises around Sadie suddenly get louder, she should leave the park and find a quieter spot to continue learning. Turning her back to the noise would be difficult as noise is penetrating, ignoring it may be impossible as well. If Sadie really wants to learn, the only way to do so in peace is to leave the park.

In 150-200 words, name three advancements made by the Egyptians and tell how they impacted the culture.

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One of their amazing achievements was inventing the calendar. They invented the calendar so they could know at what time of the year the Nile River would flood. Another great achievement that the Egyptians made was inventing the Nileometer. It measured the rising water levels of the Nile River. Also, one of the most important discoveries the Egyptians made was learning how to make things out of papyrus.

PLEASE GIVE BRAINILEIST

Congress usually maintains the status quo regarding legislation because

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The legislature in turn may or may not be restricted in its ability to amend the budget. If the budget law is not approved in time, the default state of affairs may either favor the president or not. Taken together to maintain the status quo. Therefore, it will have a stalemate in the middle of congress and the president that supposedly cannot be resolved for the reason that the executive and the legislature are independently elected. The consequence is a vulnerable presidential regime since the president and the obstruction would each have an inducement to pursue an extra constitutional determination.

Describe the conflicts between federalists and republicans over the judiciary and the important legal precedents that developed from these conflicts

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In analyzing the conflicts between the two groups, it was clear that the federalists aimed to reduce the level of stringent interpretation of the constitution, while the republicans aimed to remain steadfast to the specific principles outlined in the document.

Final answer:

The conflict over the judiciary between Federalists and Republicans culminated in the pivotal case of Marbury v. Madison (1803), solidifying the Supreme Court's role in judicial review.

Explanation:

Marbury v. Madison (1803) was a landmark case that established judicial review, where the Supreme Court ruled that it had the power to strike down laws deemed unconstitutional. The conflict between Federalists and Republicans over the judiciary stemmed from President Adams' last-minute judicial appointments and Jefferson's refusal to deliver their commissions, leading to the case of Marbury v. Madison. This decision solidified the Supreme Court's role as a check on the constitutionality of laws, marking a significant legal precedent.

What are widely considered to be two of the oldest competitive sports in the world?

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Track and field and wrestling
track and field and wrestling

A year and a half after directly experiencing a destructive earthquake, survivors had very accurate recall of where they had been and what they were doing at the time of the earthquake. their recall best illustrates ________ memory.

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Their recall best illustrates "flashbulb" memory.

A flashbulb memory is a profoundly definite, incredibly clear 'depiction' of the moment and conditions in which a bit of amazing and considerable, or emotionally stirring news was heard or an incident happened.

Manuel, a server in a popular family restaurant, is the most popular employee with both customers and employees, and as a result, he usually earns the most in tips. he is always ready to lend a hand when asked, and with his warm personality and supportive nature, people confide in him. manuel does have a problem telling people no, and he has a tendency to avoid conflict because he is concerned about hurting others or getting people mad. manuel likely has a(n) ______ decision-making style.

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The answer to this question is behavioral
behavioral decision-making styl refers to the style of decision making that always consider the emotional impact of our decision upon the people around us. People with this decision making time is more likely to develop positive relataionship with other people and could easily create more trust-worthy ally compared to other style
Manuel has a behavioral decision-making style. This form seeks to reduce conflict and looks to have everyone getting along while working. It also tends to be very persuasive and finds ways for everyone to agree on a course of action before doing things.

What is the term that means the use of strategies for solving social conflicts in mutually satisfactory ways?

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The term is "Social problem-solving".

Social problem-solving may likewise be called 'problem solving in real life'.It is a fairly scholastic method for depicting the frameworks and procedures that we use to take care of the issues that we experience in our regular daily lives. 
The word 'social' does not imply that it just applies to issues that we tackle with other individuals, or, those that we feel are caused by others. The word is basically used to demonstrate the 'real life' nature of the issues, and the way that we approach them.

The characteristic form of social organization among foragers is the

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The characteristic form of social organization among foragers is egalitarian, characterized by band societies with informal, situational leadership and a cultural emphasis on sharing and generosity.

Characteristic Social Organization of Foragers

The characteristic form of social organization among foragers, or gatherer-hunters, is egalitarian. This type of society lacks strict social hierarchy and stark differences in wealth. Foraging groups, often referred to as band societies, consist of small, kin-based groups where leadership is temporary, situational, and informal. Due to their nomadic lifestyle and need to move camps frequently to exploit different resources, foragers view holding onto personal possessions or wealth as impractical. Additionally, an emphasis on sharing and generosity is culturally valued, and these practices play a crucial role in reinforcing social equality and ensuring group survival during times of scarcity. However, it is important to note that while gender inequality may exist due to division of labor along gender lines, and respect for elders is common, the overall structure remains more egalitarian than those based on other subsistence strategies.

The average person is exposed to __________ commercials a year.

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The answer to this question is 30,000
This number is caused by people's current attachment to digital gadget. Almost all the things that people do with it such as watching youtube videos, following famous people on instagram, even simply reading an article all have some sort of advertising in it,

___________ is/are the most powerful evidence of guilt in a criminal trial.

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Confessions are the most powerful evidence of guilt in a criminal trial.
In any case or criminal trial, all evidences that are gathered about the case are considered important but confession (a statement that is made by a person or group of people about something that they know or a person's statement that commit a crime) is considered the most powerful evidence.

Which treatment involves creating routines in day-to-day life and has been effective in reducing relapse of bipolar disorder?

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The treatment is called social rhythm therapy. This form of psychotherapy was first purported by Ellen Frank. The premise behind this treatment is that stressful events as well as disruptions in one's interpersonal relationships and circadian rhythm often leads to relapses. As such, establishing daily routines, including waking, sleeping, and eat, may reduce such relapses from occurring.

If parents handle discipline by employing mainly a positive punishment approach, it can be assumed that they are interested in __________.

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If parents handle discipline by employing mainly a positive punishment approach, it can be assumed that they are interested in getting rid of bad behaviors.

The interdisciplinary field of _____ integrates behavioral and medical knowledge, applying this knowledge to studying mind-body interactions.

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The answer is behavioral medicine. It is an interdisciplinary field that focuses on the psychology and medicine in terms of acquiring knowledge in having to study health and illness with the use of the following such as the behavior, biology, social science and even psychology.

Who can make a bishop in catholic church?

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Pope is the person who can make a bishop in the Catholic Church.
The Pope is the Bishop of Rome, which is the highest level there is in the Catholic Church - he is the leader of the Church. He is also the one who can appoint someone bishop - after a long process, candidates are chosen and the Pope chooses the best one among them.

Which personality trait describes how responsible and self-disciplined you are?

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Hi. The personality trait that describes how responsible and self-disciplined you are is conscientiousness.

Hope this helps.

Take care,
Diana

Conscientiousness personality trait describes the responsibility and self-discipline of a person.

Conscientiousness is one of the five major personality traits in the Five-Factor Model (FFM) of personality. It is characterized by a person's tendency to be organized, responsible, diligent, and self-disciplined. Individuals high in conscientiousness are generally reliable, detail-oriented, and focused on achieving their goals.

Conscientious individuals tend to be organized and prefer structure in their lives. They are likely to keep their environment tidy, create schedules, and plan ahead.

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Division of labor ______.

was used to increase efficiency
required workers to make a product from start to finish
was satisfying work for laborers
involved completing the same task over and over again

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Division of labor...
Was used to increase efficiency &
Was satisfying work for laborers
 
Have a nice day!!

Division of labor ______.

was used to increase efficiency

involved completing the same task over and over again

The _____ is (are) important in self-initiated behaviors and seem to regulate the vigor of a movement

Answers

The answer is basal ganglia. They are responsible for providing vigor movements and in terms of self initiated behaviors. It is being applied in the subcortical structures that are in groups found in the forebrain to function and to apply its role in the human’s daily activities.

The Basal Ganglia was your correct answer

_____ measures) the potential to learn or master a particular skill or body of knowledge.

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Aptitude measures the potential to learn or master a particular skill or body of knowledge. 

The key verse in 2 john states: "anyone who does not remain in christ's teaching but goes beyond it, does not have god. the one who remains in that teaching, this one has both the father and the spirit" (vv. 9â10).

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If one goes beyond Christs teachings, then one is not in tune with the Father or the Holy Spirit, as Christ, God and the Holy Spirit are the Holy Trinity. If one goes beyond the teachings or principles of one, then one has gone beyond the teachings of all three.

The ability to think abstractly or hypothetically occurs in piaget's _____ stage.

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The ability to think abstractly or hypothetically occurs in which Piaget's Formal Operational Stage. 
Formal Operational Stage is the fourth and final stage of Piaget's theory, thinking grows much more knowledgeable and advanced. This stage is present when someone reaches the age of 12 to adulthood.

Final answer:

The ability to think abstractly or hypothetically is characteristic of Piaget's formal operational stage, the fourth and final stage of his theory on cognitive development, starting around age 11 and lasting into adulthood. This stage marks the development of abstract reasoning, deductive logic, and the capacity to handle hypothetical scenarios.

Explanation:

The ability to think abstractly or hypothetically occurs in Piaget's formal operational stage. This is the fourth and final stage of Piaget's theory of cognitive development, beginning around age 11 and continuing into adulthood. Unlike in earlier stages, where children can only think logically about concrete events, the formal operational stage allows for the handling of abstract concepts and hypothetical situations. Children and adolescents in this stage develop the ability to use abstract reasoning to problem solve, explore alternative solutions, and systematically test these solutions. This stage is marked by significant developments in logical thinking, including the use of deductive reasoning and the capacity to contemplate possibilities beyond actual circumstances.

For instance, a 15-year-old might overestimate the visibility of a small blemish, believing it to be far more noticeable to others than it actually is. This example illustrates how abstract thinking can lead to a form of egocentrism in adolescence. Overall, the formal operational stage is critical for developing higher-level cognitive abilities that are foundational for adult reasoning and problem-solving.

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